国家理论

2013年秋季《国家理论》课程大纲

国家理论

(03215540)

上课时间:18:40 – 21:30,每星期一,2013年秋季

上课地点:廖凯原楼504教室(第一次课后可能变更)

教授:路风

办公室:廖凯原楼

电话:6276-7283

E-mail:luf@pku.edu.cn

课程介绍

(待重写)

课程要求

(待重写)

阅读材料

(注意:下面的reading list是预案,实际开课时可能会有变化)

第一周(9月9日) 介绍

第二周(9月16日) 国家的理论概念(I):The Statist Approach

Skocpol, Theda. 1985. “Bringing the State Back In: Strategies of Analysis in Current Research.” In Peter Evans, Dietrich Rueschemeyer, and Theda Skocpol, eds., Bringing the State Back In (NY: Cambridge University Press) , pp. 3-37.

Krasner, Stephen D. 1984. “Approaches to the State: Alternative Conceptions and Historical Dynamics.” Comparative Politics, vol. 16, no. 2 , pp. 223-246.

Almond, Gabriel A. 1988. “The Return to the State.” American Political Science Review, vol. 82, no. 3, pp. 853-874.

Nordlinger, Eric A., Theodore J. Lowi, Sergio Fabbrini. 1988. “The return to the state: Critiques”, American Political Science Review, vol. 82, no. 3, pp. 875-901.

Nordlinger, Eric A. 1981. On The Autonomy of the Democratic State. Cambridge: Harvard University Press, pp. 1-41.

第三周(9月23日) 国家的理论概念(II):What is the State?

Nettl, J. P. 1968. “The State as a Conceptual Variable.” World Politics, vol. 20, no. 4, pp. 559-592.

Barkey, Karen. 1991. “Comparative Perspectives on the State.” Annual Review of Sociology, vol. 17, pp. 523-549.

Mann, Michael. 1988. “The Autonomous Power of the State: its Origins, Mechanisms and Results.” In Michael Mann, States, War, and Capitalism, Oxford: Blackwell Publishers, pp. 1-32.

Snider, Lewis W. 1987. “Identifying the Elements of State Power: Where do we Begin?” Comparative Political Studies, vol. 20, no. 3, pp. 314-356.

Vu, Tuong. 2010. “Studying the state through state formation.” World Politics, vol. 62, no. 1, pp. 148-175.

第四周(9月30日) 国庆长假

第五周(10月7日) The State in History

Tilly, Charles. 1992. Coercion, Capital, and European States, AD 990-1992 (Cambridge, MA.: Blackwell Publishers), Chapters 1 and 3, pp. 1-37, 67-95.

E.L. Jones. 1987. The European Miracle. New York: Cambridge University Press, Chapters 5, 6, and 7, pp. 85-149.

Schoenberger, Erica. 2008. “The origins of the market economy: State power, territorial control, and modes of war fighting.” Comparative Studies in Society and History, vol. 50, no. 3, pp. 663-691.

Wong, R. Bin. 2006. “China’s agrarian empire: a different kind of empire, a different kind of lesson.” In Craig Calhonu, Frederick Cooper, and Kevin W. Moore, eds., Lessons of Empire: Imperial Histories and American Power (New York: The New Press, 2006), pp. 189-200.

Arrighi, Giovanni. 2005. “States, markets and capitalism, East and West.” In Max Miller, ed., Worlds of Capitalism. Routledge, pp. 109-145.

Modelski, George. 1978. “The Long Cycle of Global Politics and the Nation-State.” Comparative Studies in Society and History, vol. 20, no. 2, pp. 214-235.

推荐:

Perry Anderson, Lineages of the Absolutist State, London: Verso (1974), Chapters 1, pp. 15-42.(佩里•安德森著,刘北成,龚晓庄译,“中译者序,前言,第一章:西欧绝对主义,结论”,《绝对主义国家的系谱》,上海人民出版社,2001年版,第1-33页,第427-464页。)

Wong, R. Bin. 1998. CHINA TRANSFORMED: HISTORICAL CHANGE AND THE LIMITS OF THE EUROPEAN EXPERIENCE (Cornell Univ. Press), Part II(Intro.) and Chap. 4.

第六周(10月14日) State Building: 西方国家

Poggi, Gianfranco. 1978. The Development of the Modern State: A Sociological Introduction. Stanford: Stanford University Press, pp. 86-149.

Ertman, Thomas. 2005. “State formation and state building in Europe.” In Thomas Janoski, Robert R. Alford, Alexander M. Hicks, and Mildred A. Schwartz, eds., Handbook of Political Sociology, New York: Cambridge University Press, pp. 367-383.

Skowronek., Stephen. 1982. Building a New American State: The Expansion of National Administrative Capacities, 1877-1920. New York: Cambridge University Press. (节选)

King, Desmond, and Robert C. Lieberman. 2009. “Ironies of State Building: A Comparative Perspective on the American State.” World Politics, vol. 61, no. 3, pp. 547-88.

Knudsen, Tim, and Bo Rothstein. 1994. “State building in Scandinavia.” Comparative Politics, vol. 26, no.2, pp. 203-220.

第七周(10月21日) 国家与革命

Skocpol, Theda. 1979. States and Social Revolutions: A Comparative Analysis of France, Russia, and China (New York: Cambridge University Press), Chapters 1, 4, and Conclusion, pp. 3-43, 161-173, 285-293.

Wimmer, Andreas, and Brian Min. 2006. “From Empire to Nation-State: Explaining Wars in the Modern World, 1816-2001.” American Sociological Review, vol. 71, no. 6, pp. 867-897.

Riley, Dylan T., and Manali Desai. 2007. “The passive revolutionary route to the modern world: Italy and Idian in comparative perspective.” Comparative Studies in Society and History, vol. 49, no. 4, pp. 815-847.

第八周(10月28日) State Building: 非西方国家

Lisa Anderson. 1987. “The state in the middle East and north Africa.” Comparative Politics, vol. 19, no. 1, pp. 1-18.

Joel S. Migdal. 1988. Strong Societies and Weak States: State-Society Relations and State Capabilities in the Third World. Princeton: Princeton University Press, Part One and Chapter 8, pp. 1-41, 259-277.

Kohli, Atul. 1994. “Centralization and powerlessness: India’s democracy in a comparative perspective.” In Joel Migdal, Atul Kohli, and Vivienne Shue, eds., State Power and Social Forces: Domination and Transformation in the Third World. NY: Cambridge University Press.

Robert Jackson, Carl Rosberg. 1982. “Why Africa’s Weak States Persist: The Empirical and the Juridical in Statehood.” World Politics, vol. 35, no. 1, pp. 1-24.

Loveman, Mara. 2005. “The modern state and the primitive accumulation of symbolic power.” American Journal of Sociology, vol. 110, no. 6, pp. 1651-1683.

Chong, Ja lan. 2010. “How external intervention made the sovereign state.” Security Studies, vol. 19, no. 4, pp. 623-655.

第九周(11月4日) 国家与经济发展

Evans, Peter. 1989. “Predatory, Developmental, and Other Apparatuses: A Comparative Political Economy Perspective on the Third World State.” Sociological Forum, vol. 4, no. 4, pp. 561-587.

Vu, Tuong. 2007. “State formation and the origins of developmental states in South Korea and Indonesia.” Studies in Comparative International Development, vol. 41, no. 4, pp. 27-56.

Doner, Richard F., Bryan K. Ritchie, and Dan Slater. 2005. “Systemic vulnerability and the origins of developmental states: Northeast and Southeast Asia in comparative perspective.” International Organization, vol. 59, Spring, pp. 327-361.

Maman, Daniel, and Zeev Rosenhek. 2012. “The institutional dynamics of a developmental state: Change and continuity in state-economy relations in Israel.” Studies in Comparative International Development, vol. 47, pp. 342-363.

Malik, Adeel, and Bassem Awadallah. 2013. “The Economics of the Arab Spring.” World Development, vol. 45, pp. 296-313.

第十周(11月11日) 新古典经济学视角下的国家

North, Douglass. 1981. Structure and Change in Economic History. New York: Norton, Chapters 3 and 4.

Robert Bates, Markets and States in Tropical Africa: The Political Basis of Agricultural Policies, Berkeley: University of California Press (1981), Introduction, Chapters 1, 5, 6, and 7, and conclusions, pp. 1-29, 81-132.

Levi, Margaret. 2002. “The State of the Study of the State.” In Ira Katznelson and Helen Milner, eds., Political Science: The State of the Discipline. New York: Norton and the American Political Science Association.

待补

第十一周(11月18日) 国家能力

Mann, Michael. 2006. “The sources of social power revisited: a response to criticism.” In Hall JA, Schroeder R. eds., An Anatomy of Power: The Social Theory of Michael Mann. Cambridge: Cambridge University Press, 2006, pp. 343-396.

Weiss, Linda. 2006. “Infrastructural power, economic transformation, and globalization.” In ibid., pp. 167-186.

Soifer, Hellel, and Matthias vom Hau. 2008. “Unpacking the Strength of the State: The Utility of State Infrastructural Power.” Studies in Comparative International Development, vol. 43, pp. 219-230.

Soifer, Hellel. 2008. “State Infraturctural Power: Approaches to Conceptualization and Measurement.” Studies in Comparative International Development, vol. 43, pp. 231-251.

Fukuyama(福山), Francis. 2013. “What Is Governance?” Governance, vol.··, no. ··, pp. ··.

推荐:

Besley, Timothy, and Torsten Persson. 2009. “The Origins of State Capacity: Property Rights, Taxation, and Politics.” American Economic Review, vol. 99, no. 4, pp. 1218-1244.

第十二周(11月25日) 国际关系视角

Mastandung, Michael. 2009. “System maker and privilege taker: U.S. power and the internatioanl political economy.” World Politics, 61, no. 1, pp. 121-154.

Ikenberry, G. John, Michael Mastanduno, and William C. Wohlforth. 2009. “Introduction: Unipolarity, State Behavior, and Systemic Consequences.” World Politics, 61, no. 1, pp. 1-27.

Waltz, Kenneth N. 2000. “Structural Realism after the Cold War.” International Security, vol. 25, no. 1, pp. 5-41.

Krasner, Stephen. 1976. “State power and the structure of international trade.” World Politics, vol. 28, no. 3, pp. 317-347.

Taliaferro, Jeffrey W. 2006. “State building for future wars: Neoclassical realism and the resource-extractive state.” Security Studies, vol. 15, no. 3, pp. 464-495.

第十三周(12月2日) Policy Paradigm and Ideology

Hall, Peter. 1993. “Policy paradigms, social learning, and the state: The case of economic policy making in Britain.” Comparative Politics, vol. 25, no. 3, pp. 275-296.

Blyth, Mark. 2013. “Paradigms and Paradox: The Politics of Economic Ideas in Two Moments of Crisis.” Governance, vol. 26, no. 2, pp. 197-215.

Schweller, Randall L., and Xiaoyu Pu. 2011. “After unipolarity: China’s vision of international order in an era of U.S. decline.” International Security, vol. 36, no. 1, pp. 41-72.

Larson, Deborah Welch, and Alexei Shevchenko. 2003. “Shortcut to Greatness: The New Thinking and the Revolution in Soviet Foreign Policy.” International Organization, vol. 57, Winter, pp. 77-109.

Amable, Bruno. 2011. “Morals and politics in the ideology of neo-liberalism.” Socio-Economic Review, vol. 9, pp. 3-30.

推荐:

Baumgartner, Frank R. 2013. “Ideas and Policy Change.” Governance, vol. 26, no. 2, pp. 239-258.

第十四周(12月9日) 国家与社会转型

Hamm, Patrick, Lawrence King, and David Stuckler. 2012. “Mass privatization, state capacity, and economic growth in post-communist countries.” American Sociological Review, vol. 77, no. 2, pp. 295-324.

Iliev, Peter, and Louis Putterman. 2007. “Social Capability, History and the Economies of Communist and Postcommunist States.” Studies in Comparative International Development, vol. 42, pp. 36-66.

O’Donnell, Guillermo. 1993. “On the state, democratization and some conceptual problems: A Latin American view with glances at some postcommunist countries.” World Development, Volume 21, Issue 8, pp. 1355-1369.

Soifer, Hellel. 2013. “State power and the economic origins of democracy.” Studies in Comparative International Development, vol. 48, pp. 1-22.

Downes, Alexander B., and Jonathan Monten. 2013. “Forced to be free? Why foreign-imposed regime change rarely leads to democratization. ” International Security, vol. 37, no. 4, pp. 90-131.

第十五周(12月16日) 关于中国

Beckley, Michael. 2011. “China’s century? Why America’s edge will endure.” International Security, vol. 36, no. 3, pp. 41-78.

Boisot, Max, and John Child. 1996. “From fiefs to clans and network capitalism: explaining China’s emerging economic order.” Administrative Science Quarterly, vol. 41, pp. 600-628.

Brodsgaard, Kjeld Erik. 2012. “Politics and Business Group Formation in China: The Party in Control?” The China Quarterly, 211, pp. 624-648.

Smith, Graeme. 2010. “The Hollow State: Rural Governance in China.” The China Quarterly, 203, pp. 603-618.

Wright, Tim. 2007. “State capacity in contemporary China: ‘closing the pits and reducing coal production’.” Journal of Contemporary China, 16(51), pp. 173-194.

Heilmann, Sebastian. 2008. “Policy Experimentation in China’s Economic Rise.” Studies in Comparative International Development, vol. 43, pp. 1-26.

推荐:

Cai, Hongbin, and Daniel Treisman. 2006. “Did government decentralization cause China’s economic miracle?” World Politics, vol. 58, no. 4, pp. 505-535.

第十六周(12月23日) 以政治思维面对未来

Evans, Peter. 1997. “The Eclipse of the State? Reflections on Stateness in an Era of Globalization,” World Politics, vol. 50, no. 1, pp. 62-87.

Goldstein, Avery. 2013. “First things first: The pressing danger of crisis instability in U.S.-China relations.” International Security, vol. 37, no. 4, pp. 49-89.

Taylor, Mark Z. 2012. “Toward an international relations theory of national innovation rates.” Security Studies, vol. 21, no. 1, pp. 113-152.

Caverley, Jonathan D. 2007. “United States hegemony and the new economics of defense.” Security Studies, vol. 16, no. 4, pp. 598-614.

Kirshner, Jonathan. 2012. “The tragedy of offensive realism: Classical realism and the rise of China.” European Journal of International Relations, vol. 18, no. 1, pp. 53-75.